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workflow-audit

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Generate audit trail specifications for regulatory compliance in insurance and financial services. Use when designing audit logging for FINRA, state insurance department, SOX, or internal compliance requirements.

Security

What this skill does


# Workflow Audit Trail Design

Design comprehensive audit logging for regulatory compliance:

1. **Regulatory scope**: Which regulations apply? (FINRA, state insurance, SOX, GDPR, internal policy)
2. **Required events**: Map every workflow action to an audit event (created, assigned, viewed, approved, rejected, modified, deleted)
3. **Required fields per event**: timestamp (UTC), actor (user ID + role), item ID, before/after values, IP address, session ID
4. **Retention period**: How long must audit records be retained? (typically 7 years for financial services)
5. **Access controls**: Who can query the audit log? Read-only for compliance, no delete capability
6. **Export format**: CSV, JSON, or direct to SIEM

Output: audit event catalog, data schema, retention policy spec, and access control matrix.

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